A Study on the Origins of Harmonic Tonality
I
study the gradual origins of tonality using a large corpus of scores and
harmonic analyses, comprising more than 1000 movements (120,000 chords) drawn
from the period 1450–1870. My talk focuses on two processes — for simplicity,
considering only ‘major’ modes (in modern terminology ‘Ionian’, ‘Lydian’, and ‘Mixolydian’,
where tonal-harmonic routines are first evident). The earliest is the
development of (‘zeroth order’) preferences for particular chords. During the early 16th century, the frequency of
root-position I, V, and IV increases, while that of secondary triads (including
iii and iii6) decreases, with the change in IV
being particularly dramatic. (Interestingly, the prominence of IV is
transitory, being supplanted by ii in the seventeenth century.) The decline of
iii makes I6 the primary chord over bass scale-degree 3, remarkable
insofar as root position triads generally predominate this repertoire. (This preponderance
of I6 may indicate an
intuitive and untheorized precursor to root functionality, though other
explanations are also possible.) The second process is the development of
‘first-order’ preferences for particular progressions. These propagate backwards
along the circle of fifths: one first finds V moving to I, then (in the early
17th century) ii becoming the primary nontonic approach to V, then (in the 18th
century) vi–V being eliminated in favor of vi–IV and vi–ii. Thus the
functionally tonal ‘harmonic cycle’ is assembled backwards from tonic to
dominant to predominant to pre-predominant
(vi). Importantly,
proto-functionality involves loose tendencies rather than strict laws. I close by arguing that we can
acknowledge these tendencies without devaluing the modal character of 16th-century
music. |